Monitoring & Reporting

To help manage risk in your portfolio, we implement a formal monitoring and adjusting program. Through state-of-the art technology, we maintain the asset class exposure within the specifically defined boundaries of your asset allocation plan.

We provide you with a comprehensive and easy-to-understand reporting package which can include monthly, quarterly, and annual statements.

At year-end, tax data summarizing year-to-date information for short- and long-term capital gains, interest, and dividends is provided to assist in tax preparation.

Most importantly, your relationship manager is here to provide you with the highest level of personalized service.

Original Portfolio Portfolio Grown Overexposed to Stocks Over Time

Step 1: Through discussions with you or your organization we will determine your goals, time frame, and risk profile resulting in an investment policy.

Step 2: We will then develop a personalized asset allocation plan based on your needs and goals.

Step 3: Your asset allocation plan will then be implemented by investing in a well-diversified portfolio.

Step 4: Your investment portfolio will be carefully monitored on an on-going basis to ensure that it remains consistent with your agreed upon asset allocation plan.

Step 5: We will communicate with you on a regular basis and provide a comprehensive reporting package.

Client Process

The asset management approach is a blueprint that attempts to reduce risk while enhancing the potential for return.​